The Great American Experiment goes on

Way back in November 2008 we posted “The Great American Experiment”, an essay describing the election of Barack Obama as president as an instance of the triumph of our ongoing experiment in creating true democracy in the United States and the world.

We re-run it today, as Joe Biden and Kamala Harris take their oaths of office, with a few updates for 2021.

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America is an experiment. From at least the time of its first white settlement, and likely for centuries before that, America has been a place where people came to experiment with doing things differently. It’s been a place to gamble, to see if you could be one of the lucky ones who could buy land, support yourself, marry and create a new life and a new family future in a stable, new land. You gambled on the weather, politics, your own skills, and your own ability to commit to the experiment of living in America, and being an American.

During the 18th century, the experiment deepened, as Americans began to speculate that they could form the first democratic nation in modern times. Intense experimentation went on from the 1760s to 1787, as Americans adapted and invented forms of government fit for the scope of their needs, the gaping hole of their inexperience, and the high and intense expectations for their future.

On and on went the experiment: could we create a strong and stable centralized government? Could we grow without destabilizing? Could we solve the problem of slavery? Could we truly create a melting pot in which to forge Americans out of peoples of all nations? Could we give women the vote? Could we accept Jewish people as true Americans? Could we desegregate? Could we assure civil rights regardless of sexuality?

Every time Americans experienced failure, or had the rug pulled out from under them, whether by natural disaster or human disaster (like stock market crashes, Depressions, war, and injustice), they had to stop and think: is it worth it? Do our high expectations just set us up for disappointment? Is it really possible to have a strong, wealthy, powerful, modern country that is also just, fair, free, and equal?

Our momentum from the Founding onward propelled us to believe that it is possible. We took pride in attempting the unlikely, in dedicating ourselves to making the seemingly impossible possible. We did it because we knew our history began when we committed ourselves to the biggest experiment humans can attempt: liberty and justice for all.

America’s story is one of constantly tackling the big—the biggest—problems, ahead of everyone else, with very little to guide us but those Founding principles that nag at our conscience. And each time we’ve made progress, extending civil rights to more and more people, it’s been because that old spirit of taking a gamble, of performing the ultimate experiment, took over and led us to the right decision.

As we think today about what divides Americans, we think it boils down to the fact that some Americans no longer want to experiment. They want to close the lab down. We’ve gone far enough into the unknown, making it known, they say; now let’s stop—let’s even go backward. We were wrong to conduct some of our experiments in liberty, and that’s the source of all our problems. Gay people shouldn’t be treated equally. Black people shouldn’t run the country. Women shouldn’t hold high office. Muslims shouldn’t be granted habeas corpus. Democracy itself is weak and corrupt–we need a military and religious dictatorship to undo every advance in civil rights and the pursuit of happiness, because somehow freedom and happiness are destroying America.

Whenever one of those Americans talks about the problem with our country today, they talk about how we should be like we once were, back when white people who defined marriage as one man-one woman and were Protestant veterans built this nation. They feel they are losing their birthright, their legacy.

But those Americans are wrong. What their ancestors really were was scientists. Experimenters. Radicals who always considered the impossible possible. A people with near-supernatural qualities of optimism and defiance and willingness to go into the unknown and make it their home, to make the amazing the norm. They defied the status quo. That’s how they built America.

Americans who want to end the experiment are few, but boisterous. They clamor at the national microphone. But Americans who know that there is no America without the experiment will keep at it, and they will persevere. Joe Biden and Kamala Harris are such Americans, and their election is proof that the lab is still open, and that America in general will always be at the drawing board, expanding its concept of liberty and justice and equality until we finally fulfill the founding principles that created this nation so long ago.

Christmas in New England–or not

Re-running our Christmas Classic this year. Enjoy the holiday break!

 

In December we think of Christmas and the ever-evolving forms of celebration of that holiday in America. And being the HP, we think of the very long period over which Christmas was not celebrated in New England.

The Separatist Pilgrims and the Puritans, the two English groups who settled what is now New England, did not celebrate Christmas because they did not celebrate any holidays, because they believed that every day was given by God, and so every day was holy. It was humans who picked and chose certain days to be better than the rest, thus impugning God’s holy creation by identifying some days as unimportant and boring. Holidays were the creation of humans, not God, and an insult to God in more ways than one: not only was the creation of holidays a disparagement of other days, but the usual form of celebrating holidays in England involved raucous immorality. There were few silent nights during religious holidays in Europe. They were times of drunkenness, gaming, gambling, dancing, and licentiousness, and as a major Christian holiday, Christmas involved high levels of all these things—let’s just say there were a lot of babies born the next September. “Men dishonor Christ more in the 12 days of Christmas,” wrote the reformist Bishop of Worcester Hugh Latimer in the mid-1500s, “than in all the 12 months besides.”

While they lived in England, the Pilgrims and the Puritans withdrew from Christmas celebrations, conspicuous by their absence from the debauched partying in the streets. When they removed to America, both groups took great pleasure in putting an end to the observance of holidays, Christmas in particular. Both groups observed many special days, either of thanksgiving or fasting. When something particularly good happened, a thanksgiving was held. This involved a church service and then gatherings at home or in groups (see Truth v. Myth: The First Thanksgiving for more). When danger threatened, or something bad happened, a fast was held. This involved a day of church services preceded by fasting, which meant not eating and even refraining from sex the night before. (Puritans knew that nothing humbled people like hunger and celibacy.) No other special days were observed.

So December 25 was just like any other day for the Pilgrims and Puritans. If it was a Sunday, you’d go to church and perhaps hear a sermon that referenced Jesus’ birth. If it was a Tuesday, you got up and went to work as usual. In Plimoth, where the Separatist Pilgrims were outnumbered by unreformed Anglicans, Governor Bradford had a hard time stopping the Anglicans from celebrating Christmas. The Anglicans would not learn from the example of the Separatists, who were hard at work on Christmas day 1621. Here is Bradford’s good-humored account of a run-in he had with unreformed celebrants that day (he refers to himself in the third person here as “the Governor”):

“And herewith I shall end this year. Only I shall remember one passage more, rather of mirth than of weight. One the day called Christmas day, the Governor called them out to work, as was used. But the most of this new company excused themselves and said it went against their consciences to work on that day. So the Governor told them that if they made it matter of conscience, he would spare them till they were better informed; so he led away the rest and left them. But when they came home at noon from their work, he found them in the street at play, openly; some pitching the bar and some at stool-ball, and such like sports. So he went to them, and took away their implements, and told them that was against his conscience, that they should play and others work. If they made the keeping of [Christmas a] matter of devotion, let them keep [to] their houses, but there should be no gaming or revelling in the streets. Since which time nothing hath been attempted that way, at least openly.” [Of Plymouth Plantation, 107]

When the Puritan Massachusetts Bay Colony absorbed the Pilgrim Plimoth Colony into itself, and Massachusetts came under direct royal control in 1681 (losing its political independence), the Anglican governor assigned to the colony brought back Christmas celebrations. In 1686, when King James II created the Dominion of New England, composed of Massachusetts, Vermont, New Hampshire, Connecticut, Rhode Island, New York, and East and West Jersey, and designed specifically to destroy Puritan political independence and religious identity, the royal governor James chose, Edmund Andros, was bitterly resented by all his new subjects. When Andros went to church to celebrate Christmas in Boston in 1686 he needed an armed escort to protect him.

Now Christmas was associated with royal dictatorship and all the grief of the Dominion, and the people of New England and especially Massachusetts continued to boycott the holiday well into the 18th century. When the Revolutionary War began, Christmas boycotts rose in popularity as the day was again tied to royal control and tyranny. After the war, Congress met on Christmas Day, businesses were open, and while private celebrations were not uncommon, there was no official recognition of Christmas in New England. In fact, no state recognized Christmas as an official holiday until Alabama took the plunge in 1836. President Grant made it a federal holiday in 1870, and that was about the time that New England at last gave up the remnants of its ancient resistance. (Readers of Little Women, which Louisa May Alcott began to write in Concord, MA in 1868, will remember that while the Marches celebrate Christmas with gusto as well as reverence, Amy March is able to go to a store first thing Christmas morning to exchange a gift, revealing that Christmas was still a day of business in Massachusetts at that late date.)

It’s ironic, given this history, that the winter scenes created by Massachusetts-based lithographers Currier and Ives became the template for “a traditional New England Christmas” in the 1870s, complete with one-horse open sleighs and jingle bells. Sleigh rides, roasting chestnuts, spiced apple cider—all these Christmas traditions originated in New England, but they were not specific to Christmas when New Englanders enjoyed them in the 18th century. They were just part of winter. Even the “traditional” white Christmas relies on a cold northern winter, a defining characteristic of the region that no one in colonial times associated with the holiday.

Today, there are still branches of Protestantism that look down on “the observance of days”, and urge that all days be seen as equally holy and important. But Christmas is here to stay… for the foreseeable future, anyway.

Truth and myth and the first Thanksgiving

It’s almost Thanksgiving, and what would our national celebration be like if the HP didn’t run its time-honored post on this American holiday, which debuted on November 15, 2010? Related is our short series on the NatGeo made-for-TV movie Saints and Strangers, in which we painstakingly debunk a pack of myths about the Pilgrims and the Americans they lived in relation to and dependence on. Enjoy, as you enjoy the holiday.

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This is the time of year when people take a moment to wonder about the Pilgrims: why were they so cruel to the Indians? The Thanksgiving celebration is marred by this concern. There are many reasons why it shouldn’t be. First, Thanksgiving has only been a holiday since 1863. Second, it had nothing to do with the Pilgrims whatsoever.

President Lincoln instituted this holiday during the Civil War to unite the U.S. in thanks for its blessings even in the midst of that terrible war. Here’s how he put it:

In the midst of a civil war of unequaled magnitude and severity, which has sometimes seemed to foreign States to invite and to provoke their aggression, peace has been preserved with all nations, order has been maintained, the laws have been respected and obeyed, and harmony has prevailed everywhere except in the theatre of military conflict; while that theatre has been greatly contracted by the advancing armies and navies of the Union.

—Britain and France have refused, in the end, to support the Confederacy, the U.S. itself is still intact and strong, and the U.S. Army and Navy are driving back the enemy.

Needful diversions of wealth and of strength from the fields of peaceful industry to the national defence, have not arrested the plough, the shuttle or the ship; the axe has enlarged the borders of our settlements, and the mines, as well of iron and coal as of the precious metals, have yielded even more abundantly than heretofore. Population has steadily increased, notwithstanding the waste that has been made in the camp, the siege and the battle-field; and the country, rejoicing in the consiousness of augmented strength and vigor, is permitted to expect continuance of years with large increase of freedom.

—The U.S. economy has not fallen apart for lack of slave-produced cotton, as the South had always predicted it would. Industry and agriculture are stronger than ever and the U.S. continues to expand.

No human counsel hath devised nor hath any mortal hand worked out these great things. They are the gracious gifts of the Most High God, who, while dealing with us in anger for our sins, hath nevertheless remembered mercy. It has seemed to me fit and proper that they should be solemnly, reverently and gratefully acknowledged as with one heart and one voice by the whole American People. I do therefore invite my fellow citizens in every part of the United States, and also those who are at sea and those who are sojourning in foreign lands, to set apart and observe the last Thursday of November next, as a day of Thanksgiving and Praise to our beneficent Father who dwelleth in the Heavens.

—God has punished the U.S. with this war for the sin of slavery, but is showing encouraging signs of his support for the U.S. war effort.

And I recommend to them that while offering up the ascriptions justly due to Him for such singular deliverances and blessings, they do also, with humble penitence for our national perverseness and disobedience, commend to His tender care all those who have become widows, orphans, mourners or sufferers in the lamentable civil strife in which we are unavoidably engaged, and fervently implore the interposition of the Almighty Hand to heal the wounds of the nation and to restore it as soon as may be consistent with the Divine purposes to the full enjoyment of peace, harmony, tranquillity and Union.

—While thanking God for his mercies to the U.S. so far, Americans should also offer up prayers asking for his care for all those who have lost someone in the war, and asking for his help in ending the war as quickly as possible.

So the First Thanksgiving in the U.S. was held in November 1863 and inaugurated for a good cause. The first lower-case “t” thanksgiving in what would become the U.S. was held in November 1621 and was merely the first of many, many days of thanksgiving observed by the Pilgrims and was not celebrated as an annual holiday at all. Let’s go back to the original article to learn the real story:

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The first Thanksgiving: it’s a hallowed phrase that, like “Washington crossing the Delaware“, “Don’t fire until you see the whites of their eyes” or “Damn the torpedoes!”, does not bring up many solid facts. Unfortunately, “the first Thanksgiving” is usually either completely debunked, with people saying no such thing ever happened, or used as a weapon against the Pilgrims—i.e., they had a lovely Thanksgiving with the Indians and then killed them all.

The truth about the first Thanksgiving is that it did happen, in the fall of 1621. The Pilgrims had landed in what is now Massachusetts the previous November—a terrible time to begin a colony. Their provisions were low, and it was too late to plant anything. It is another myth that they landed so late because they got lost. They had intended to land south of Long Island, New York and settle in what is now New Jersey, where it was warmer, but their ship was almost destroyed in a dangerous reef area just south of Cape Cod, and the captain turned back. They then had to crawl the ship down the Cape, looking for a suitable place to land. Long story short, they ended up in what is now Plymouth.

Most Americans know how so many of those first settlers died from starvation and disease over the winter, and how it was only by raiding Wampanoag food caches that the colony survived at all. By the spring, there were not many colonists left to plant food, but they dragged themselves out to do so. They had good luck, and help from the Wampanoags, who showed them planting techniques—potentially just to keep the Pilgrims from raiding their winter stores again. By November 1621, a very good harvest was in, and Governor William Bradford called for a day of thanksgiving.

The Pilgrims often had days of thanksgiving. In times of trouble, they had fasts, which were sacrifices given for God’s help. In celebration times, they had thanksgivings to thank God for helping them. So thanksgivings were a common part of Pilgrim life, and calling  for a thanksgiving to praise God for the harvest would not have been unusual, and would have been a day spent largely in church and at prayer.

So the men went out to shoot some “fowls” for the dinner, and perhaps they ran into some Wampanoags, or maybe a few Wampanoags were visting Plymouth, as they often did, and heard about the day of celebration. At any rate, here is the only—yes, the one and only—eyewitness description of what happened next:

Our harvest being gotten in, our governor sent four men on fowling, that so we might after a special manner rejoice together after we had gathered the fruit of our labors.  They four in one day killed as much fowl as, with a little help beside, served the company almost a week.  At which time, amongst other recreations, we exercised our arms, many of the Indians coming amongst us, and among the rest their greatest king Massasoit, with some ninety men, whom for three days we entertained and feasted, and they went out and killed five deer, which they brought to the plantation and bestowed on our governor, and upon the captain and others.  And although it be not always so plentiful as it was at this time with us, yet by the goodness of God, we are so far from want that we often wish you partakers of our plenty.

That’s Edward Winslow, writing about the thanksgiving in his journal of Pilgrim life called “Mourt’s Relation”, published in 1622. We see that Massasoit and 90 of his men arrived at some point, having heard about the feast, and the Pilgrims hosted them for three days, and had some rather traditional Anglican sport firing their guns. Certainly the Wampanoags had a right to feel they could join in, since it was their help that had led to the good harvest. A one-day thanksgiving turned into three days of feasting and games.

And that was it. People often wonder why there wasn’t another thanksgiving the next year. We have seen that thanksgivings were not annual events, but came randomly when the people felt they were needed as a response to current events, and the idea of celebrating the harvest every year didn’t make sense to the Pilgrims. They had only held a thanksgiving for the first good harvest because it was a life-saving change from the previous fall. Once they were on their feet, they expected good harvests, and didn’t have to celebrate them. It was also against their Separatist beliefs to celebrate annual holidays—like the Puritans, they did not celebrate any holidays, not even Christmas. Holidays were a human invention that made some days better than others when God had made all days equally holy. So to hold a regular, annual harvest thanksgiving was not their way. When things were going well, Separatists and Puritans had days of thanksgiving. When things were going badly, they had days of fasting. None of them were annual holidays or cause for feasting (of course fast days weren’t, but even thanksgivings were mostly spent in church, with no special meal).

That one-time harvest thanksgiving was indeed a happy event, shared in equally by Pilgrim and Wampanoag. If only that first thanksgiving–an impromptu, bi-cultural celebration–had set the tone for the rest of the interactions between the English colonizers and the Indigenous peoples of North America. Since it did not, we can only think happily of the Thanksgiving called for by President Lincoln, who made an annual Thanksgiving a holiday in 1863.

The hype around the Pilgrims’ first thanksgiving only began after 1863, when historians noted the tradition of impromptu thanksgivings in the 1600s and made an unwarranted and improper connection to the new holiday to make it seem less new and more traditionally American. Before then, their many days of thanksgiving and fasting were completely forgotten. The Pilgrims certainly weren’t the inspiration for the holiday we celebrate today—they were retroactively brought into that in the worst, most ironic way: after the Civil War, southerners resented Thanksgiving as a “Union” holiday celebrating U.S. victories in the war and so the focus was changed from fighting slavery to the Pilgrims… who supported slavery.

This year, spend Thanksgiving however you like, and share the truth about where the holiday really comes from—the depths of a terrible war fought for the greatest of causes. Let Thanksgiving inspire you to stand up for the founding principles of this nation and re-commit to upholding them in your own daily life of good times and bad.

The three branches of government, hammered out in the Federalist debates

Rerunning our series on the Federalist debates; hello and welcome to part 7 of what is becoming a monumental overview on the conversation that gave us our present Constitution. Rest assured that we’re closing in on the resolution of those debates, but for now, here we take a brief detour on the way to talking about how representation in the House and Senate was hammered out to discuss the three branches of government. (Again we are indebted to the powerhouse lectures on the Federalist debates of Dr. Thomas Pangle, UT Austin, for the flow of our series.)

The “three branches of government” is a phrase we all learn and know as Americans, and may be the one thing we all feel sure we understand about how our federal government works. There are three branches so that each can check and balance each other’s power. Ah, “checks and balances”—the companion to the three branches. No one part of the government can become too strong with this system.

But this is not really very intuitive. Why would one part of the government become too strong in the first place, and if all three branches are able to interfere with each other, why don’t you just get chaos? How can one branch operate if the other branches can check its power?

The Anti-Federalists were aware of this conundrum: checks on power is actually a kind of sharing of power. Why do the powers of the three branches overlap, Anti-Federalists asked? Why can the Executive (President) legislate with veto power, and act judicially with the power to pardon criminals? Why is the Legislature (Congress)  given judicial power to impeach the Executive? Why can the Legislature take on Executive power by giving the president “advice and consent” on treaties and other foreign policy, and by approving presidential cabinet appointees? And why does the Judiciary (particularly the Supreme Court) have the legislative power to write new laws?

Why not just have each branch do its own work, the Anti-Federalists proposed, and if we parcel out the powers between the branches correctly, there will be no problem with one branch becoming too powerful.

The Federalist reply was, again, as it so often was, based on an understanding of human nature. Human beings, they said, are combative and competitive. You can’t group humans into three branches of government and expect them to remain separate but equal. Inevitably, one branch will want to be the most powerful. Balance is very hard to achieve; that’s why you need checks. And the way to create real checks is to allow the branches to share some powers, to overlap in some ways, so that they must cooperate with each other sometimes. Knowing they have to cooperate with each other will be a counterbalance—or check—on the competition between the branches. To keep one branch from becoming all-powerful, the other branches have to have an inside track on it, some way to check its power. If the President didn’t have veto power, the Executive would inevitably become subordinate to the Legislature, as Congress would be able to ignore what the President wanted and duke it out with the Judiciary alone, because only the Judiciary would have the power to overturn laws. If Congress didn’t have the power to impeach the President, and the Judiciary had no way to check presidential power, then the Executive would begin to be dominant, and the president would become a tyrant/king.

As Madison puts it in Federalist Paper 51:

But the great security against a gradual concentration of [power] in [one branch of government], consists in giving to those who administer each department the necessary constitutional means and personal motives to resist encroachments of the others. The provision for defense must in this, as in all other cases, be made commensurate to the danger of attack. Ambition must be made to counteract ambition. The interest of the man must be connected with the constitutional rights of the place. It may be a reflection on human nature, that such devices should be necessary to control the abuses of government. But what is government itself, but the greatest of all reflections on human nature? If men were angels, no government would be necessary. If angels were to govern men, neither external nor internal controls on government would be necessary. In framing a government which is to be administered by men over men, the great difficulty lies in this: you must first enable the government to control the governed; and in the next place oblige it to control itself. A dependence on the people is, no doubt, the primary control on the government; but experience has taught mankind the necessity of auxiliary precautions.

This policy of supplying, by opposite and rival interests, the defect of better motives, might be traced through the whole system of human affairs, private as well as public. We see it particularly displayed in all the subordinate distributions of power, where the constant aim is to divide and arrange the several offices in such a manner as that each may be a check on the other — that the private interest of every individual may be a sentinel over the public rights. These inventions of prudence cannot be less requisite in the distribution of the supreme powers of the State.

In short, one of the ways in which the new American republic was new and innovative was that it did not rely on having a perfect citizenry or government filled with republican virtue. The new American republic would work with human nature to better it. Instead of constantly trying to avoid conflict, our government would welcome it. If the very structure of our government includes, even depends on, conflict and competition between its branches, then the whole question of checking federal power is turned upside down: instead of having people outside the federal government (the states) constantly monitoring the federal government to make sure it’s not too powerful, and trying to reform the federal government from the outside to end its tyranny, the federal government will check itself. The federal government checks its own power by competing with itself, by having the three branches constantly making sure no one branch is too powerful. And as long as the three branches are functioning the way the Constitution says they should, they will not become corrupted and they will carry out the laws of the Constitution and we won’t have a problem with tyranny.

The key is that the Constitution as the Federalists proposed and wrote it laid out powers for the three branches that were fair and democratic. The only way the federal government could become tyrannical would be if its branches did not obey the Constitution. That would not happen, the Federalists said, with each branch being forced to obey the Constitution by the overlap of powers with other branches that would come down hard on each other if one started to get too powerful. No one branch’s members would sit back while another branch got more powerful. Thus constant competition means constant checking of power which means constant obedience to a just Constitution.

Dividing the Legislature into two bodies, the House of Representatives and the Senate, was an example of this. The biggest worry for both Federalists and Anti-Federalists (though Federalists worried about it more) was that Congress was most likely to become tyrannical because a) it was the only branch that could make laws, and b) it was the branch that the people had direct control over (remember that the Electoral College takes precedence over the popular vote in a presidential election, so electors chosen by the few, and not the common people, ultimately decide, to this day, who becomes president). The House was particularly troubling: the Constitution proposed that each state have two Senators, but the number of Representatives would be based on population, and was bound to soar past the number of Senators. Even in 1787 it was very clear that one day the U.S. House would have hundreds and hundreds of members. The House, therefore, was most vulnerable to becoming tyrannical. It would be the largest branch of government, and it would be directly elected by the people, who would never agree to its power being checked because that would be their power being checked.

So the Congress was divided in a way that satisfied the people’s demand for direct representatives (House) but also allowed a smaller body (Senate) the power to overturn House rulings. Bills generally originate in the House and then go to the Senate. The entire House might approve a bill, all 435 Representatives might vote yes, but if just two-thirds of the 50 Senators vote against it, the bill is dead. The people’s voice is heard in the House, but the voice of that educated elite, the most virtuous republican citizens who devote themselves to public service, ultimately calls the shots.

The only way for the House to get its way is to—you guessed it—cooperate with the Senate, to check its own power and work out a compromise the Senate will accept. What keeps the Senate, then, from becoming the tyrannical branch? Bills don’t aways originate in the House, so when the Senate passes a motion that goes to the House and is rejected, then the Senate has to compromise. But since most bills do originate in the House, the more common way of checking Senate power is that Senators don’t want to be seen as always contradicting the people’s voice (as represented by the House), and so will find ways to compromise with the House rather than constantly shoot it down.

With the Legislature divided and set in competition with itself, the fear that the Congress, especially the House, would become tyrannical was allayed. With its basic structure out of the way, now we can address the question of how the House and Senate would be composed so that they would fairly represent the American people… and what the definition of “the American people” should be.

The Boston Tea Party–why tea??

Happy New Year! We start 2019 by continuing with… the past! which is our thing. Moving on to part 2 of our series on the Boston Tea Party in which we ask, why tea? Why was this commodity so symbolic, the one which American patriots chose to make a political stand over?

 

Until the 1700s, tea was a luxury item, very expensive and looked on with a little suspicion. But  by 1765 tea trade represented 70-90% of the imports of the powerful British East India Company. For a very interesting description of the EIC, its role in the British government, and the debt that threatened to destroy it, all of which have a large role to play in the Boston Tea Party, see Benjamin’s Carp’s Defiance of the Patriots: The Boston Tea Party and the Making of America, an invaluable book to which this Truth v. Myth series is deeply indebted.

Tea came to the Americas legally, through the EIC, and illegally, through American smugglers. By the mid-1700s, the price was low enough to move tea from exotic luxury to daily drink, but it retained its mystique. Tea-drinking was the center of domestic rituals in households high and low, and owning all the accoutrements of tea-making and drinking was to have status—status that was recognized on both sides of the Atlantic. As Carp describes it,

“During the eighteenth century, tea became the drink of respectable British and colonial households everywhere. The wealthiest families adopted tea ceremonies first, giving tea immense cultural cachet. …tea was a regular family event. …The woman of the house oversaw the  making of tea and assigned a series of tasks and errands to other family members, bringing the family together under her direction. …Tea became a ritual of family solidarity, sustenance, and politeness. To master the tea ceremony was to announce your own virtue… The striving ‘middle class’ of tradesmen, professionals, and landowners couldn’t resist the chance to partake in this elite pastime. You didn’t have to have a hereditary title, or even be particularly wealthy, to sip respectably at the tea table. …tea had become a new necessity. Addictive, stimulating, lightweight, and easy to prepare, [tea] could conquer sleep and thereby make a person more productive: in this way tea was contributing to the growing empire’s economy.” [55-6]

We see, then, that tea was many things: it was classy; it was a shared experience; it was family togetherness; it was caffeine addiction; it was a way for people of all economic classes to show their respectability. Poor families drank tea to get them through the long work day and to show they, too, could appreciate the finer things. Middle-class families drank tea to show the rich that they were sophisticated, too. Wealthy families drank tea with expensive porcelain tea services from Europe or China itself (where the tea came from) and silver utensils to show that they were just as good as people in England, too. All this sophistication was important to Americans, who were always self-conscious about looking provincial in front of their cousins back in England. Americans wanted to show that they were just as good as English people, just as trendy, just as well-mannered.

Of course, there were naysayers. Pamphlets were published on the negative effect tea had on people’s morals, as they did whatever they had to do to pay for tea and the sugar that went with it, and basically sold their souls for fancy tea-sets. Doctors deplored spending money on something that had no nutritional value. Tea, like gin, was seen as a gateway drug to a life of laziness, vanity, vice, and immorality. Valuing any material thing so highly was bound to cause trouble.

On the political side, some Americans worried about contributing so much money to the East India Company. They knew about the Company’s track record in India, where the lives and economy of the native people were held in little regard. American suspicions about the EIC were confirmed in 1769, when a famine hit Bengal, India, which was controlled by the Company. Over 1 million Bengalis died of starvation, the EIC  refused to share its stockpiles of food, and actually raised taxes on the survivors to make up for lost revenue. “As Chatterji wrote, ‘People could die of starvation, but the collection of revenue didn’t stop.’ Warren Hastings, the new governor of Bengal in 1772, reported to London in chilling terms that revenue collection had been ‘violently kept up to its former standard.'” [Carp 11-12]

Such was the source of tea in America, and there were Americans who hesitated to put their own country in thrall to the EIC. (News of the famine and the EIC’s response to it would fan the flames of anti-tea rebellion during the 1773 protests against the Tea Act.) What would happen if America, too, became “enslaved” (as they put it at the time) to the Company? It was not as far-fetched a notion as it seemed. To pay off its mounting debts, which threatened the British government itself (because the government was heavily invested in the EIC and depended on its profits for a large part of its operating budget), the Company shipped more and more tea to the colonies. Europe and England had already had their markets saturated. Now tea rolled into America in ever-larger amounts, which brought the price down nicely for consumers, but also threatened American security because the option to purchase tea was seeming more and more like an obligation to do so. Ships that came into port carrying tea were legally required to unload that cargo—it was illegal to ship the tea back to England. It had to be sold. American commissioners, men who had signed contracts with the EIC to sell imported tea in America, were legally obligated to fulfill those contracts. If they failed to do so, the governor himself had to issue a clearance to send the tea back, but the governor would not do this without receiving clearance from the customhouse that said there was something wrong with the tea. If the tea was fine, there was no option but to unload it for the commissioners to sell. If the commissioners would not accept the tea, it was seized, along with the ship it came on—a ship usually owned by the commissioner himself. So men selling tea in America were in a bind: if they did not accept and sell the tea in America, they would lose their commission to sell tea in the future, lose their valuable ship, and lose the money they had spent to get the tea.

This smacked of coercion to many Americans. Did they really have no choice but to buy EIC tea? What would the Company do to them if they refused to buy the tea?

Granted, much, perhaps most tea for sale in America was illegally smuggled by traders unaffiliated with the EIC, men who had no commission from the British government to sell tea (legally, only the EIC was authorized to sell tea to the Americas). You didn’t have to buy Company tea. But as the Company fought for its life financially, a crackdown on smuggling began. Now Americans faced the prospect of being forced to turn in smugglers to the Company or being punished by the British government. They had to help the EIC maintain a monopoly on American tea sales, strengthening a company that had no respect for human life, as Americans saw it, and which would not hesitate to destroy America as it had destroyed Bengal if necessary. If the Company had a complete monopoly, what price might it begin to charge for tea, which was now seen as a necessity? What political power might it be given in America?

So we see why tea became the flashpoint for rebellion in America. When the 1767 Townshend Acts first put a tax on tea, it was seen as outrageous for a few reasons: a) tea was a necessity and raising the price through a tax would put it out of the reach of many; b) the Company was already making a good profit on tea; c) the new tea tax went to pay the customs officials who forced tea to be unloaded and sold in America.

Americans boycotted tea to protest the Townshend Acts. By now you realize what a huge move this was. Giving up tea was very difficult. It threatened the status of the rich and the energy of the poor. On the most basic level, the boycott led to caffeine-withdrawal headaches that confirmed peoples’ notion that tea was medicinal (since drinking tea again would soothe the headache). Given all this, it is telling that although smuggled tea was available, people did not drink it on principle. Violence escalated, and in 1768 Boston was occupied by British troops, whose presence led eventually to the 1770 Boston Massacre (more on violence in Boston in the next post).  The Townshend Acts were partially repealed, but the tax on tea remained because the EIC was sinking further into debt (in part because it had flooded every market for tea). It had 18 million pounds of unsold tea in its warehouses that it could not sell. And so the Tea Act of 1773 was introduced, on top of the existing tea tax, mandating that the surplus tea be shipped to America and sold at a steep discount. Americans who were trying to keep the tea boycott alive, who knew that many Americans were dying for a chance to return to tea-drinking, were furious. They knew that if the American market was flooded with extra-cheap tea Americans would not be able to resist it, the boycott would end, and the tea tax would be entrenched—the first, perhaps, of many harmful taxes that offered no services to the colonies but simply helped the British control them more tightly. America would be enslaved to the EIC after all.

Now it was paramount to overthrow this tea scheme. In the next post, we’ll see how protest began.

The Tea Party and a tradition of violence

Truth v Myth and the First Thanksgiving

It’s almost Thanksgiving, and what would it be like if the HP didn’t run its time-honored post on this American holiday, which debuted on November 15, 2010? Related is our short series on the NatGeo made-for-TV movie Saints and Strangers, in which we painstakingly debunk a pack of myths about the Pilgrims and the Americans they lived in relation to and dependence on. Enjoy, as you enjoy the holiday.

In honor of the season, we’re re-posting our classic Truth v. Myth post on Thanksgiving. This is the time of year when people take a moment to wonder about the Pilgrims: why were they so cruel to the Indians? The Thanksgiving celebration is marred by this concern. There are many reasons why it shouldn’t be. First, Thanksgiving has only been a holiday since 1863. It’s fitting that President Lincoln instituted this holiday during the Civil War to unite the U.S. in thanks for its blessings even in the midst of that terrible war. Here’s how he put it:

In the midst of a civil war of unequaled magnitude and severity, which has sometimes seemed to foreign States to invite and to provoke their aggression, peace has been preserved with all nations, order has been maintained, the laws have been respected and obeyed, and harmony has prevailed everywhere except in the theatre of military conflict; while that theatre has been greatly contracted by the advancing armies and navies of the Union.

—Britain and France have refused, in the end, to support the Confederacy, the U.S. itself is still intact and strong, and the U.S. Army and Navy are driving back the enemy.

Needful diversions of wealth and of strength from the fields of peaceful industry to the national defence, have not arrested the plough, the shuttle or the ship; the axe has enlarged the borders of our settlements, and the mines, as well of iron and coal as of the precious metals, have yielded even more abundantly than heretofore. Population has steadily increased, notwithstanding the waste that has been made in the camp, the siege and the battle-field; and the country, rejoicing in the consiousness of augmented strength and vigor, is permitted to expect continuance of years with large increase of freedom.

—The U.S. economy has not fallen apart for lack of slave-produced cotton, as the South had always predicted it would. Industry and agriculture are stronger than ever and the U.S. continues to expand.

No human counsel hath devised nor hath any mortal hand worked out these great things. They are the gracious gifts of the Most High God, who, while dealing with us in anger for our sins, hath nevertheless remembered mercy. It has seemed to me fit and proper that they should be solemnly, reverently and gratefully acknowledged as with one heart and one voice by the whole American People. I do therefore invite my fellow citizens in every part of the United States, and also those who are at sea and those who are sojourning in foreign lands, to set apart and observe the last Thursday of November next, as a day of Thanksgiving and Praise to our beneficent Father who dwelleth in the Heavens.

—God has punished the U.S. with this war for the sin of slavery, but is showing encouraging signs of his support for the U.S. war effort.

And I recommend to them that while offering up the ascriptions justly due to Him for such singular deliverances and blessings, they do also, with humble penitence for our national perverseness and disobedience, commend to His tender care all those who have become widows, orphans, mourners or sufferers in the lamentable civil strife in which we are unavoidably engaged, and fervently implore the interposition of the Almighty Hand to heal the wounds of the nation and to restore it as soon as may be consistent with the Divine purposes to the full enjoyment of peace, harmony, tranquillity and Union.

—While thanking God for his mercies to the U.S. so far, Americans should also offer up prayers asking for his care for all those who have lost someone in the war, and asking for his help in ending the war as quickly as possible.

So the First Thanksgiving was in November 1863 and inaugurated for a good cause. The first thanksgiving in what would become the U.S. was held in November 1621 and was merely the first of many, many days of thanksgiving observed by the Pilgrims and was not celebrated as an annual holiday at all. Let’s go back to the original article to learn the real story:

____

The first Thanksgiving: it’s a hallowed phrase that, like “Washington crossing the Delaware“, “Don’t fire until you see the whites of their eyes” or “Damn the torpedoes!”, does not bring up many solid facts. Unfortunately, “the first Thanksgiving” is usually either completely debunked, with people saying no such thing ever happened, or used as a weapon against the Pilgrims—i.e., they had a lovely Thanksgiving with the Indians and then killed them all.

The truth about the first Thanksgiving is that it did happen, in the fall of 1621. The Pilgrims had landed in what is now Massachusetts the previous November—a terrible time to begin a colony. Their provisions were low, and it was too late to plant anything. It is another myth that they landed so late because they got lost. They had intended to land south of Long Island, New York and settle in what is now New Jersey, where it was warmer, but their ship was almost destroyed in a dangerous area just south of Cape Cod, and the captain turned back. They then had to crawl the ship down the Cape, looking for a suitable place to land. Long story short, they ended up in what is now Plymouth.

Most Americans know how so many of those first settlers died from starvation and disease over the winter, and how it was only by raiding Wampanoag food caches that the colony survived at all. By the spring, there were not many colonists left to plant food, but they dragged themselves out to do so. They had good luck, and help from the Wampanoags, who showed them planting techniques—potentially just to keep the Pilgrims from raiding their winter stores again. By November 1621, a very good harvest was in, and Governor William Bradford called for a day of thanksgiving.

The Pilgrims often had days of thanksgiving. In times of trouble, they had fasts, which were sacrifices given for God’s help. In celebration times, they had thanksgivings to thank God for helping them. So thanksgivings were a common part of Pilgrim life, and calling  for a thanksgiving to praise God for the harvest would not have been unusual, and would have been a day spent largely in church and at prayer.

So the men went out to shoot some “fowls” for the dinner, and perhaps they ran into some Wampanoags, or maybe a few Wampanoags were visting Plymouth, as they often did, and heard about the day of celebration. At any rate, here is the only—yes, the one and only—eyewitness description of what happened next:

“Our harvest being gotten in, our governor sent four men on fowling, that so we might after a special manner rejoice together after we had gathered the fruit of our labors.  They four in one day killed as much fowl as, with a little help beside, served the company almost a week.  At which time, amongst other recreations, we exercised our arms, many of the Indians coming amongst us, and among the rest their greatest king Massasoit, with some ninety men, whom for three days we entertained and feasted, and they went out and killed five deer, which they brought to the plantation and bestowed on our governor, and upon the captain and others.  And although it be not always so plentiful as it was at this time with us, yet by the goodness of God, we are so far from want that we often wish you partakers of our plenty.”

That’s Edward Winslow, writing about the thanksgiving in his journal of Pilgrim life called “Mourt’s Relation”, published in 1622. We see that Massasoit and 90 of his men arrived at some point, having heard about the feast, and the Pilgrims hosted them for three days, and had some rather Anglican sport firing their guns. Certainly the Wampanoags had a right to feel they should join in, since it was their help that had led to the good harvest. A one-day thanksgiving turned into three days of feasting and games.

And that was it. People often wonder why there wasn’t another thanksgiving the next year—we have seen that thanksgivings were not annual events, but came randomly when the people felt they were needed as a response to current events, and the idea of celebrating the harvest every year didn’t make sense to the Pilgrims. They had only held a thanksgiving for the first good harvest because it was a life-saving change from the previous fall. Once they were on their feet, they expected good harvests, and didn’t have to celebrate them. It was also against their Separatist beliefs to celebrate annual holidays—like the Puritans, they did not celebrate any holidays, not even Christmas. Holidays were a human invention that made some days better than others when God had made all days equally holy. So to hold a regular, annual harvest thanksgiving was not their way. When things were going well, Separatists and Puritans had days of thanksgiving. When things were going badly, they had days of fasting. None of them were annual holidays or cause for feasting (of course fast days weren’t, but even thanksgivings were mostly spent in church, with no special meal).

That one-time harvest thanksgiving was indeed a happy event, shared in equally by Pilgrim and Wampanoag. If only that first thanksgiving–an impromptu, bi-cultural celebration–had set the tone for the rest of the interactions between the English colonizers and the Indigenous peoples of North America. Since it did not, we can only think happily of the Thanksgiving called for by President Lincoln, who made an annual Thanksgiving a holiday in 1863

The hype around the Pilgrims’ first thanksgiving only began after 1863, when historians noted the tradition of impromptu thanksgivings in the 1600s and made an unwarranted and improper connection to the new holiday to make it seem less new and more traditionally American. Before then, their many days of thanksgiving and fasting were completely forgotten. The Pilgrims certainly weren’t the inspiration for the holiday we celebrate today—they were retroactively brought into that in the worst, most ironic way: after the Civil War, southerners resented Thanksgiving as a “Union” holiday celebrating U.S. victories in the war and so the focus was changed from fighting slavery to the Pilgrims… who supported slavery.

This year, spend Thanksgiving however you like, and share the truth about where the holiday really comes from—the depths of a terrible war fought for the greatest of causes. Let Thanksgiving inspire you to stand up for the founding principles of this nation and re-commit to upholding them in your own daily life of good times and bad.

How the U.S. Constitution was born

Welcome to part the last of our series on Bernard Bailyn’s masterful description of the transformation of American political thought in the decade before 1775. Here we look at how the idea of a Constitution of principle took off once it was properly presented. As Bailyn puts it:

The transition to more advanced group was forced forward by the continuing need, after 1764, to distinguish fundamentals from institutions and from the actions of government so that they might serve as limits and controls. Once its utility was perceived and demonstrated, this process of disengaging principles from institutions and from the positive actions of government and then of conceiving of them as fixed sets of rules and boundaries, when on swiftly. [181]

Americans, as Bailyn spends a long early chapter explaining, seemed to fear nothing more than unlimited government that became tyrannical. Abuse of power was the worst possible abuse. That’s why most Americans had resisted a government based on theory–theory could infinitely expand and be used to justify any abuse of power. Better to send reps to the legislature with a few concrete demands than to have them while away their hours coming up with “ideas” to guide them.

But it became clear to these Americans that Principle did not have to be used for evil expansion of power. Principles could be used to limit government. The U.S. Constitution is a tribute to where this thinking quickly led–it can definitely read sometimes like it’s primarily a list of what the federal government cannot do rather than what it can. Principles can be used to curb government by giving natural rights to the individual citizen, and institutions like the free public press.

If politicians drew their power to act from a set of written principles that the voters had agreed upon, then those principles–the Constitution–began to seem like it had a lot in common with those written rules and requirements towns used to send their reps to the legislature with. One knew that one’s reps were bound by the principles of the Constitution, and, if that constitution was properly written, it would curb the power of the government.

This helped Americans to separate bodies of law from actual bodies of government. Parliament, or the colonial legislature, were not the constitution. They were not the law. They did not write laws by their own authority. Americans quickly adopted the idea that legislatures were authorized to write laws by authority of the constitution they were governed by. They could not create laws that violated that constitution. Legislatures were not synonymous with the law, and they were not above it.

This flew in the face of the established English legal tradition that the body of laws Parliament had created over the centuries was the English constitution, and therefore Parliament itself was the ultimate authority. As Zubly put it, the Americans were diverging into the belief that

Parliament derives its authority and power from the constitution, and not the constitution from Parliament… the constitution is permanent and ever the same, [and Parliament] can no more make laws which are against the constitution or the unalterable privileges of the British subjects than it can alter the constitution itself… The power of Parliament, and of every branch of it, has its bounds assigned by the constitution. [181-2]

This leads fairly naturally to the idea that a people and their legislature must have a written constitution to operate by. The English tradition that the entire great body of law and precedent created over the centuries was the constitution was unacceptable. That great body of law had no guiding principles–it contained laws that contradicted each other, laws that were written on the spur of the moment, laws that were the brainchild of individual men. And it put the cart before the horse: a legislature doesn’t make a constitution possible; a constitution makes legislation possible.

Bailyn goes on to the end of this chapter to describe how different colonies began to implement this idea, and it’s good reading. But we’ll close our series with a final quote from this great historian:

These changes in the view–of what a constitution was and of the proper emphasis in the understanding of rights–were momentous; they would shape the entire future development of American constitutional thought and practice.

It’s great to really study the intellectual history of our revolution, and to remind ourselves that it was not all about “Americans didn’t want to pay taxes”.

How America developed its Constitution

Here in part 5 of our series on Bernard Bailyn’s masterful description of American political thinking in the transitional decade of the 1760s, we come to the second revolution in political thinking that occurred in a very short period: the idea of a constitution of principles.

English legal tradition had defined the “constitution” as the legislature itself–“a legal constitution, that is, a legislature”, as Richard Bland put it. Bailyn describes how the work of the American lawyer James Otis began to articulate a new definition of a constitution as a moral foundation for the work of a legislature, a set of principles that informed and put boundaries on what a legislature could do. Bailyn sums this up as “a set of fixed principles and rules distinguishable from, antecedent to, more fundamental than, and controlling the operating institutions of government” (176).

In this understanding, a constitution authorized and limited the legislature’s actions. Since all of this thinking was going on in the context of English law, the question of whether a constitution authorized and limited the monarch’s actions did not come into play. And as we know, after the Revolution there was still substantial support in the new United States for a monarch-like president who stood above the law. But the idea that Congress, House and Senate, had to abide by a constitution of principles was firmly established–so much so that the American people famously demanded a Bill of their rights be added to the Constitution that they, the people, ratified, so that Congress would be clearly bound to protect principles of personal liberty, and, even more important to people at the time, restrained, constrained, and prevented from expanding its powers and becoming tyrannical.

But that’s leaping ahead. During the period 1765-1775, Americans were working out the first step, which was how to define the principles a constitution should uphold. Were they simply the recognized legal principles handed down from legislature to legislature over the centuries of English practice? Were they religious principles of Anglican Christianity? Were they the new and radical tenets of natural law? It was easier to use the term “fundamental law” and “formal principles” than to define them, especially in America, where there had been so much steely and deliberate resistance to the idea of men in a legislature serving any other principle than “I will follow the orders my townspeople gave me.”

Otis wrote that Parliament could not be allowed to violate natural laws “which are immutably true,” because that would violate “eternal truth, equity, and justice,” and therefore any act of Parliament that violated natural law would be “void.” But how do we define what is “immutably true”? How do we come to agree on what is eternally true, fair, and just? What we discover is that the foundation of any constitution is a shared agreement on, and belief in, some powerful concepts of truth, fairness, and justice.

We see this shared agreement stated elegantly in the opening words of our Declaration of Independence: “We hold these truths to be self-evident, that all men are created equal, that they are endowed by their Creator with certain unalienable Rights, that among these are Life, Liberty, and the pursuit of Happiness.”

We hold these truths–it took years of debate, ten thousand letters and editorial essays printed in newspapers, tens of thousands of sheets of paper, a million letters between Americans, and countless millions of conversations in taverns, family homes, business offices, and farm fields to define who “We” were and what the “truth” was. That all this intellectual activity was compressed into about 10 years–1765-1776–is remarkable, and shows how important those definitions were to Americans at all levels of society. The same debate went on for another ten years, until our Constitution was drafted in 1787.

Even Otis did not go as far as his fellow Revolutionaries would. He did not believe that a constitution would “furnish judges with grounds for declaring [laws] nonexistent because they conflicted with the ‘constitution,’ but only[provide] judges with principles of interpretation by which to modify gross inequities in ways that would allow traditional [definitions] of justice to prevail.” [180] The idea that inherited laws and legal procedures, inherited concepts of law that were centuries-old, should still stand as the test of whether an act of Parliament was valid would be vehemently discarded by the men who wrote our Declaration and, eventually, our Constitution. Longevity was not truth, tradition was not equity.

We’ll finish next time with the path to concretizing the new American idea(l) of a modern constitution of principle.

Government for the people’s sake in Colonial America

Hello and welcome to part 4 in our series on Bernard Bailyn’s masterful description of American political thinking in the transitional decade of the 1760s.

We left off describing the common American conception of government as a purely practical delivery system in which their representatives to the colonial seat of government, meeting in a general assembly once or twice a year, followed their written instructions by asking for things their towns wanted, then came home. There was no sense of government as something larger than the sum of its parts. Government was not something that expressed certain ideals. It didn’t inspire people, it wasn’t generally seen as an instrument that could be used to expand the common good.

Government for most American colonials was, in fact, an ever-present danger. Bailyn spends the first part of his book illustrating that the deepest fear Americans had about government was that it would abuse its power–that it would become tyrannical. If you were to tell representatives that they were politicians, that meant their job was being in the government, working in government, and soon they would do anything to preserve and extend their power. Better to keep reps firmly in place as the dispensable, dependent servants of their constituents, sent to the assembly to do a short-term job for someone else.

This served to restrict the power of government by preventing it, as much as possible, from taking on a life and meaning of its own. As Bailyn puts it,

In effect the people were present through their representatives, and were themselves, step by step and point by point, acting in the conduct of public affairs, No longer merely an ultimate check on government, they were in some sense the government. Government had no separate existence apart from them; it was by the people as well as for the people; it gained its authority from their continuous consent. [173]

That’s why most colonial assemblies only met once a year. The idea of a standing government, like a standing army, always around, always acting, was unnatural and repellent to most Americans. It was the norm in Europe for all national legislatures to meet for short periods only–Parliament met briefly then disbanded. It did not stay in session all year. Government came into being, into existence, when the people came together to make their demands. Then it disappeared again when they left. The people were the government.

We begin to see in this alien state of affairs the seeds of our own familiar American conception of government. The people would accept a colonial assembly coming into being because they made it come into being by sending their reps to the capital. The people controlled their reps, and so controlled the government. Thus the people felt safe consenting to the decrees of the temporary assembly. If their representatives stayed in the capital all year, and talked amongst themselves, and came up with laws on their own,  based on their reading or some other source than their direct voters, then those voters–the people–would not accept those laws or consent to them.

Electing reps each year was a way to ensure that no one stayed in politics so long that they began to pursue their own, or someone else’s, agenda. In this way, short terms in brief assemblies secured consent. Voters had to feel that their positions were represented   in their assemblies, or they would not consent to the laws the assemblies passed. This was government by the people, as much as possible, and for the people (who could vote), not government for government’s sake. Government for the sake of promoting and protecting a leader (a monarch or governor), for the sake of providing people with government jobs, for the sake of enriching politicians and capital cities–this was anathema to Americans.

Of course, some men were elected as reps over and over by their towns, for decades. But even these men could be suddenly and swiftly unseated if they crossed their constituents. Men who represented their town for years on end were men who did their town’s bidding.

Underlying this state of affairs, and making it possible, was the lack of a king in America. Yes, the American colonists were servants of the king, just as people in England were. But they did not participate in Parliament, and so their experience of their own government passing laws to please the king, or enrich him, or reflect his religious beliefs, etc., was extremely limited. A series of English monarchs declared war on France, and Americans fought the French in Canada many times. This was the most directly felt impact of having a king for most American subjects. Otherwise, Americans governed themselves to serve themselves.

Bailyn quotes the Tory Anglican minister Samuel Seabury apprehending in 1774 how differently  the American perception was from the British, and anticipating the trouble it must cause:

The position that we are bound by no laws to which we have not consented either by ourselves or our representatives is a novel position unsupported by any authoritative record of  the British constitution, ancient or modern. It is republican in its very nature, and tends to the utter subversion of the English monarchy.

Next time: constitutions and rights

 

Is representative federal government possible? American colonists said no

Hello and welcome to part 3 in our series on Bernard Bailyn’s masterful description of the transformation of American political understanding in the 13 colonies in the 1760s and 70s. We left off in part 2 talking about the impossibility of 1:1 political representation and Americans’ growing discomfort with the idea that the ever-increasing size and diversity (read new immigrants) of their population meant that the old days of towns being peopled by four generations of a dozen families, and governed pretty representationally by representatives of those families, were over. As we say in one post in our earlier series on the Federalist Papers:

The idea of equal numbers of Senators for all states, and proportional representation in the House did not pit Federalists and Anti-Federalists against each other. But the reality of defining “proportional representation” did. Anti-Federalists pointed out the impossibility of one person capably and honestly representing the wants and needs of 30,000 people. The Federalists replied that lowering the number (1 Rep for every 1,000 people, for example) would not solve the problem of one person representing multiple constituents—any time one person represents a group there is no way that person can fully represent their wants and needs unless that group is fully united. Since it is very rare for any group to be fully united, no representative can ever do justice to that group. But as usual, the Federalists used this flaw of human nature as a strength: the one thing that can give a Representative some authority to say that he accurately represents his many constituents is elections themselves. In elections, the people are forced to choose someone they think will do the best possible job representing their basic wants and needs. Not everyone will be happy, but the majority of the people will be satisfied, and if too many people are not satisfied, then they elect someone new. Elections will also force the people to focus their wants and needs into a few main issues, on which candidates will campaign. What the people really want most will come out during election campaigns, and the person who best represents what the people think is most important will go to the House.

The Federalists also pointed out, yet again, that the growing nation would soon have so many millions of citizens that it would be impossible to have 1:1 or even 1:1,000 or 1:100,000 representation in the House. The House had to be a figurative representation of the nation; it could not be a literal one.

This kind of thinking was over a decade away in the 1760s. It was the cauldron of political crisis that boiled through the 1760s and 1770s, and the Revolution it led to, that melted down traditional colonial thinking about government and reshaped it into virtual representation to Congress.

Part of that cauldron of crisis was the ever-stronger reaction against the wholesale rejection of virtual representation. This came mostly from Tories in America. Bailyn quotes one who complained that

…by the patriots’ reasoning, “every man, woman, boy, girl, child, infant, cow, horse, hog, dog, and cat who now live, or ever did live, or ever shall live in this province [must be] fully, freely, and sufficiently represented in this present glorious and august Provincial Congress.”

Traditionalists responded vigorously, insisting that the old American way of giving explicit, limited instructions to local reps in writing was the only way to avoid the trap of federal corruption. It’s really interesting to read how very, very strongly the majority of American colonists were against giving a federal government power. It could be Parliament in London, it could be Boston in Massachusetts, it could be Williamsburg in Virginia. Give a legislative body in one town a general mandate to make laws and it became suspect. (It’s also interesting to note that Americans did not feel this way about courts, and spent a great deal of time in their courts, persistently pursuing and appealing to higher and higher courts whenever possible.) Bailyn spends the earlier part of his book dissecting this fear of federal corruption in colonial America, and it’s fascinating to see him locate it ultimately in a fear of unchecked power that remained strong in America for centuries. It’s worth noting that it lives on today in a common hatred or disdain for the federal government in Washington, while the unchecked power of Wall Street is celebrated and protected by the same people who would dismantle Congress. Some unchecked powers are better, it seems, than others.

Giving reps explicit instructions from which they could not vary also underlined that politics was a job. Representatives were not young idealists who wanted to make a better nation. They were men chosen to get something specific–that bridge or mill–from an outside source and that was it. Politics were remorselessly practical. The idea that men in a legislature sought “the general good, resulting from the general reason of the whole”, as Edmund Burke put it, was nonsense. Because it’s such a part of our Constitution and our political tradition as the United States, it’s hard for us to realize today that colonial Americans had very little sense of “common good”. A sense of politics serving humanity as a whole, of existing to provide liberty and justice for all, was hard-won from the cauldron of crisis. Until then, most American colonists agreed with Arthur Lee’s assessment that elected reps were “trustees for their constituents to transact for them the business of government… and for this service only the, like all other agents, were paid by their constituents”; Lee complained bitterly that these paid employees had come to find it “more advantageous to sell their voices in Parliament and [become] independent of the People.” [Bailyn 171]

So we have most Americans firm in the belief that reps are basically hired to do a specific job obtaining concrete items for their constituents in the colonial legislature, after which they return home as soon as possible. Reps were not to make decisions about philosophical issues concerning the greater good or the American colonies as a whole. They were not to make decisions about other towns, let alone other colonies. They were not “the representatives fo the whole kingdom” but of “a particular part.” They were not to know better than the people who elected them, but to be an invisible delivery system through which their electors’ voices were heard. They were, as James Wilson said, the “creatures” of their constituents”. [171]

Bailyn goes into the practical effects of this belief next, and we will go with him.