Representation to Congress: Anti-Federalist and Federalist options

Here in the second to last post in our colossal series on the Federalist debates that gave us our Constitution we look at the final large-scale thorny issue dividing Federalists and Anti-Federalists: representation to Congress.

We talked last time about the division of the Legislature into two bodies, the House and Senate, and how contentious this internal division in an already divided, three-branch federal government was for Anti-Federalists. After it was adopted, the question of how to people this Congress arose, and the debate fell out along now-familiar lines: whether members of Congress should be elected by the people directly, or indirectly, by some carefully considered elite.

Before this issue could be addressed, however, the question of how many members would be elected had to be solved. The larger states believed they should have more representation than the smaller states, and would have established a majority-rule system where might made right. Smaller states, of course, did not want to be marginalized in this way, and accused the large states of promoting tyranny of the majority. Smaller states also did not want to get locked into a small number of representatives in Congress when most of them planned on expanding west in the near-term. If they did this, and were much bigger in 1817 than they were in 1787 when their representation was set in stone, they would be large states with small representation. The large states in 1787 had the same plans to expand—when Virginia’s western border was the Pacific (as was that state’s plan), it would need even more representatives than it had been allotted in 1787.

On this issue, Anti-Federalists and Federalists were able to work together more, as the question of how many  representatives each state could send was not really about the power of the federal government, and with relatively minimal debate the Connecticut Compromise was adopted. This created a system in which each state, regardless of its size now or in the future, would send 2 members to the Senate  and one Representative to the House for every 30,000 people.

The idea of equal numbers of Senators for all states, and proportional representation in the House did not pit Federalists and Anti-Federalists against each other. But the reality of defining “proportional representation” did. Anti-Federalists pointed out the impossibility of one person capably and honestly representing the wants and needs of 30,000 people. The Federalists replied that lowering the number (1 Rep for every 1,000 people, for example) would not solve the problem of one person representing multiple constituents—any time one person represents a group there is no way that person can fully represent their wants and needs unless that group is fully united. Since it is very rare for any group to be fully united, no representative can ever do justice to that group. But as usual, the Federalists used this flaw of human nature as a strength: the one thing that can give a Representative some authority to say that he accurately represents his many constituents is elections themselves. In elections, the people are forced to choose someone they think will do the best possible job representing their basic wants and needs. Not everyone will be happy, but the majority of the people will be satisfied, and if too many people are not satisfied, then they elect someone new. Elections will also force the people to focus their wants and needs into a few main issues, on which candidates will campaign. What the people really want most will come out during election campaigns, and the person who best represents what the people think is most important will go to the House.

The Federalists also pointed out, yet again, that the growing nation would soon have so many millions of citizens that it would be impossible to have 1:1 or even 1:1,000 or 1:100,000 representation in the House. The House had to be a figurative representation of the nation; it could not be a literal one.

This argument, of course, is based on the premise that the people would vote directly for their House Representatives. Some Federalists were against this, but they knew that there was no way the Anti-Federalists, or the majority of the American people, who had just fought a war to ensure their political representation, would accept a Congress made up entirely of indirectly elected members. So the Federalists went along fairly easily with the proposal that the House would be directly elected and the Senate would not. Senators would be chosen by the state legislatures, which meant the people had an indirect voice in the process, as they directly elected those state legislators. But in reality, the legislators could choose whomever they liked, and they would ideally choose someone who seemed the most capable, and the most likely to bring honor to the state, not simply someone who was the most popular. This solution made it possible to test the Federalists’ theory that if a small elite of educated, passionately sincere and devoted republican patriots controlled the federal government, that government could never become corrupted.

The big compromise on representation at the Constitutional Convention, of course, was on slavery, not the Senate. Southern states wanted their entire population counted when it came to apportioning House Representatives, and that included enslaved people. The northern states, of course, rejected this as the sham it was—no Representative from the south was going to represent the wants and needs of enslaved people. Enslaved Americans were not considered citizens, and had none of the rights of citizens. They were governed by black codes and slave laws and the whims and whips of individual slaveholders. To pretend that the south needed Representatives for these people was to turn the whole idea of representative government into a cruel parody. The whole issue of counting the enslaved in state populations was originally about taxation, and is a different topic than we are pursuing here—though we will come back to it in the future. For now, we note this compromise, see that it is really outside the scope of arguments about the size and strength of the federal government, and close.

Next time, we will wrap up—at last!—our series with some reflections on what we can take from the Federalist debates.

National security v. elites at the Constitutional Convention

We tend to think that our politics in the 21st century are uniquely characterized by fears that powerful elites are in control of the government, robbing the people of their voice. But whenever this fear is raised, and people question those in power, those in power turn the conversation toward national security, justifying their grasping power by saying it is necessary to protect the nation.

But all this is as old as the United States. At the Constitutional Convention in 1787, the anti-Federalists who opposed the Constitution claimed that it empowered elites to run the government at the expense of the “real” people, mainly the yeoman farmers. Jefferson was of this group. The problem as they saw it was that by centralizing the government in Washington, the Constitution took representatives out of their states, far from the poverty and problems of their constituents. In Washington, surrounded by men of privilege, those representatives to Congress would start making laws that benefited the rich.

The Federalists who supported the Constitution decided that the best way to win this argument was to ignore it and turn the subject to national defense. A strong centralized government was needed, they said, to maintain national security by observing treaties, protecting American shipping, and dealing with other national governments. In fact, the majority of the enumerated powers of the federal government laid out in the Constitution have to do with national defense.

At a time when the young United States were vulnerable to outside attack or harrassment by more powerful nations, this was a strong argument, and it won out over fear of elitism.

The difference between then and now is that the security of the country was not guaranteed by violation of the rights of the people, or of the checks and balances of the government. The early federal government observed the terms and spirit of the Constitution Congress had written, and accepted the Bill of Rights the people wrote (through their state assemblies) as an addendum or even a corrective to that Constitution.

Let’s hope we are returning to that system, our original and founding principle of democracy.